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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-08-01
  • GA RA
    APPROVED
    Since 2023-08-01

Branch Locations

402 Creekstone Ridge, Woodstock, GA 30188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hill And Hill Financial Woodstock GA 02/2014 Present
Arete Wealth Advisors, Llc Chicago IL 03/2023 Present
Center Street Advisors, Inc. Nashville TN 04/2014 06/2023
Arete Wealth Management Chicago IL 04/2024 Present
  • 02/2014 → Present
    Hill And Hill Financial
    Woodstock, GA
  • 03/2023 → Present
    Chicago, IL
  • 04/2014 → 06/2023
    Center Street Advisors, Inc.
    Nashville, TN
  • 04/2024 → Present
    Arete Wealth Management
    Chicago, IL
Previous Registrations
  • 2018-08-20 → 2023-06-13
    Center Street Advisors, Inc.
    Woodstock, GA
    Nashville, TN
    Chattanooga, TN
    Knoxville, TN
Other Businesses

Interior/Exterior Home Painting dba Blessed Transformations, co-owner. 40 hours a month Not investment related. Hill & Hill Financial, LLC. dba. Licensed to sell insurance. 40 hours a week. 02/2014 start date. Non-investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-23
S65 Uniform Investment Adviser Law Examination 2018-08-10
  • S63 Uniform Securities Agent State Law Examination
    2024-10-23
  • S65 Uniform Investment Adviser Law Examination
    2018-08-10
Other Names
  • Rachel J Cole
  • Rachel Joy Cole

View on SEC IAPD

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