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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-12
FL RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2026-06-12
  • FL RA
    APPROVED
    Since 2024-06-14

Branch Locations

16201 Nw Us Highway 441, Alachua, FL 32615 • United States

2810 Nw 43Rd St, Gainesville, FL 32606 • United States

3616 Sw 34Th St, Gainesville, FL 32068 • United States

4614 Sw College Rd, Ocala, FL 34474 • United States

3340 Wedgewood Ln, The Villages, FL 32162 • United States

5857 Seven Mile Dr, Wildwood, FL 34785 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2017 09/2017
Robert Half North Charleston SC 08/2016 11/2016
Rem-X Staffing Phoenix AZ 11/2016 01/2017
Barro's Pizza Phoenix AZ 11/2016 01/2017
Dish Network Phoenix AZ 02/2017 02/2017
Geico Lakeland FL 11/2017 06/2018
Liberty Mutual Chandler AZ 06/2018 01/2019
Assetmark Financial Holdings, Inc. Phoenix AZ 01/2019 01/2023
Assetmark Brokerage, Llc Phoenix AZ 01/2019 01/2023
Cuna Mutual Group Waverly IA 04/2023 05/2024
Cuna Brokerage Services, Inc Waverly IA 04/2023 05/2024
Unemployed Phoenix AZ 01/2023 04/2023
Vystar Investment Services Ocala FL 05/2024 Present
Lpl Financial Llc Ocala FL 05/2024 Present
Uemployed Scottsdale AZ 09/2017 11/2017
  • 02/2017 → 09/2017
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2016 → 11/2016
    Robert Half
    North Charleston, SC
  • 11/2016 → 01/2017
    Rem-X Staffing
    Phoenix, AZ
  • 11/2016 → 01/2017
    Barro's Pizza
    Phoenix, AZ
  • 02/2017 → 02/2017
    Dish Network
    Phoenix, AZ
  • 11/2017 → 06/2018
    Geico
    Lakeland, FL
  • 06/2018 → 01/2019
    Liberty Mutual
    Chandler, AZ
  • 01/2019 → 01/2023
    Assetmark Financial Holdings, Inc.
    Phoenix, AZ
  • 01/2019 → 01/2023
    Assetmark Brokerage, Llc
    Phoenix, AZ
  • 04/2023 → 05/2024
    Cuna Mutual Group
    Waverly, IA
  • 04/2023 → 05/2024
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 01/2023 → 04/2023
    Unemployed
    Phoenix, AZ
  • 05/2024 → Present
    Vystar Investment Services
    Ocala, FL
  • 05/2024 → Present
    Ocala, FL
  • 09/2017 → 11/2017
    Uemployed
    Scottsdale, AZ
Previous Registrations
  • 2022-04-14 → 2023-01-17
    Concord, CA
    Phoenix, AZ
    Phoenix, AZ
Other Businesses

1) 05/2024 - Vystar Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 08/27/2024 - Bridlewood Medicare Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/02/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-13
S63 Uniform Securities Agent State Law Examination 2014-10-09
  • S65 Uniform Investment Adviser Law Examination
    2022-04-13
  • S63 Uniform Securities Agent State Law Examination
    2014-10-09
Other Names
  • Jermaine Williams
  • Jermaine Levon Williams

View on SEC IAPD

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