Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Blue Springs | MO | 06/2014 | 04/2019 |
| Thrivent Financial | Appleton | WI | 11/2014 | 04/2019 |
| Prudential Insurance Company Of America | Overland Park | KS | 04/2019 | Present |
| Pruco Securities, Llc. | Overland Park | KS | 04/2019 | 11/2024 |
| Lpl Enterprise, Llc | Liberty | MO | 11/2024 | Present |
1. 11/14/2024 - The Opus Group LLC - DBA for LPL Business (entity for LPL business) - Platte City, MO - INV REL - Start Date 02/01/2023 - 175hrs/mth | 28hrs during trading 2. 11/14/2024 - West Financial LLC - Non-Variable Insurance - Lees Summit, MO - INV REL - Start Date 02/01/2024 - 2hrs/mth 3. 05/28/2026 - Valeris Wealth Designs - mDBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 120 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-18 |
Reach out to this advisor