Andrew M Mccloskey

Current Employers

Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-09-06
TX	RA	APPROVED	2019-09-06

PA RA
APPROVED

Since 2019-09-06
TX RA
APPROVED

Since 2019-09-06

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

115 Blooomingdale Ave, Wayne, PA 19087 • United States

115 Bloomingdale Ave., Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Conshohocken	PA	05/2009	09/2019
Nations Financial Group, Inc.	Wayne	PA	09/2019	Present

05/2009 → 09/2019

Wells Fargo Advisors Financial Network Llc

Conshohocken, PA
09/2019 → Present

Nations Financial Group, Inc.

Wayne, PA

Previous Registrations

2008-04-01 → 2019-09-11

Wells Fargo Advisors Financial Network, Llc

Wayne, PA
2008-03-14 → 2008-03-24

Wells Fargo Advisors Financial Network, Llc

Wayne, PA
2006-06-02 → 2008-03-19

Wells Fargo Clearing Services, Llc

Radnor, PA

Other Businesses

ST JOSEPH REALTY PARTNERS, LLC; IS INVESTMENT RELATED; ADDRESS IS 115 BLOOMINGDALE AVE WAYNE, PA 19087; NATURE OF BUSINESS IS REAL ESTATE, OWNER OF BUILDING. POSITION IS OWNER; START DATE 06/15/2015; 1 HOUR PER MONTH /0 DURING TRADING. DUTIES ARE OWNER OF BUILDING // MCCLOSKEY FINANCIAL GROUP, LLC; IS INVESTMENT RELATED; 115 BLOOMINGDALE AVE. WAYNE, PA 19087. NATURE OF BUSINESS IS INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER.START DATE 01/01/2008; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 32.5; DUTIES ARE PORTFOLIO AND CLIENT MANAGEMENT // ELKINS & CO LP; IS INVESTMENT RELATED; 635 HARBOR WATCH LOOP. MYRTLE BEACH, SC 29579; NATURE OF BUSINESS IS INVEST IN REAL ESTATE. POSITION IS DIRECTOR. START DATE 1/3/24; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; DUTIES ARE ATTEND 1 MEETING PER YEAR // AMBASSADORS FUND FOR CATHOLIC EDUCATION. 115 BLOOMINGDALE AVE. WAYNE, PA 19087. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS CHARITABLE FAMILY FOUNDATION. POSITION IS PRESIDENT. STARTED JANUARY 2007. APPROX 30 HRS/MONTH SPENT ON BUSINESS, WITH 5 HRS DURING SECURITY TRADING HOURS. DUTIES ARE ADMINISTRATION OF GRANTS // MARTIN DEPORRES FOUNDATION. 115 BLOOMINGDALE AVE. WAYNE, PA 19087. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS TO MAKE GRANTS. POSITION IS BOARD MEMBER. STARTED JANUARY 2023. APPROX 5 HRS/MONTH SPENT ON BUSINESS, WITH 3 HRS DURING SECURITY TRADING HOURS. DUTIES ARE ATTEND BOARD AND INVESTMENT COMMITTEE MEETINGS // JAMES A FINNEGAN FOUNDATION. 3401 N FRONT ST. HARRISBURG, PA 17110. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS CHARITABLE. POSITION IS BOARD MEMBER. STARED IN 2010. APPROX. .5 HRS PER MONTH SPENT ON BUSINESS WITH NO HOURS DURING SECURITY TRADING HOURS. DUTES ARE TO ATTEND ANNUAL MEETING.