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15750 Venture Lane, Eden Prairie, MN 55344 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-30 |
| IL | RA | APPROVED | 2019-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Park Ridge | IL | 08/2014 | 11/2017 |
| Sage Private Wealth Group | Wheaton | IL | 05/2014 | 11/2017 |
| Raymond James Financial Services Advisors Inc. | Park Ridge | IL | 01/2015 | 11/2017 |
| Acceleration At The Yard | Naperville | IL | 04/2015 | 11/2017 |
| Sage Private Wealth Group, Llc. | Wheaton | IL | 05/2014 | 11/2017 |
| Questar Capital Corporation | Minneapolis | MN | 11/2017 | 02/2019 |
| Questar Asset Management | Minneapolis | MN | 11/2017 | 02/2019 |
| Securities America, Inc. | Winfield | IL | 02/2019 | 06/2024 |
| Usadvisors Wealth Management, Llc | Winfield | IL | 02/2019 | Present |
| Osaic Wealth, Inc. | Winfield | IL | 06/2024 | Present |
1. Park Ridge Chamber of Commerce Position: Past President and Board Member - Nature: Park Ridge Chamber of Commerce - Investment Related: No - Hours: 10 - Securities Trading Hours: 10 Start Date: 01/01/2016 - Address: 720 Garden St., Park Ridge IL 60068 2. Advocate Wealth Management - DBA 3. DVOCATE INSURANCE AGENCY LLC POSITION: Owner NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/07/2020 ADDRESS: 26W422 Pinehurst Dr., Winfield IL 60190 DESCRIPTION: Owner, running of the day-to-day business. Sale of insurance products for clients who need them. 4. ADVOCATE CONSULTING LLC POSITION: Owner NATURE: Business Consulting/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/07/2020 ADDRESS: 26W422 Pinehurst Dr., Winfield IL 60190 DESCRIPTION: Consulting Businesses and individuals on decision making, marketing, structure and financial wellness. 5. US ADVISORS WEALTH MANAGEMENT POSITION: Wealth Advisor NATURE: US Advisors Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/15/2019 ADDRESS: 26W422 Pinehurst Dr, Winfield IL 60190, United States DESCRIPTION: Financial planning and advisory business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-08 |
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