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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-05-24 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
12460 Crabapple Road Suite 202-370, Alpharetta, GA 30004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Underwriters Brokerage Services | Pittsburgh | PA | 05/2014 | Present |
| The Leaders Group Inc | Littleton | CO | 01/2016 | Present |
| Advisor Solutions Inc | Alpharetta | GA | 10/2024 | Present |
1) UNDERWRITERS BROKERAGE SERVICE;YES;FARMINGTON, CT 06032;INSURANCE WHOLESALING;OUTSIDE SALES REPRESENTATIVE;05/01/2014;160;160;WHOLESALE INSURANCE PRODUCTS. 2) MAPLE LEAF INSURANCE SERVICES;YES;FARMINGTON, CT 06032;WHOLESALE INSURANCE;WHOLESALER/OWNER;04/01/2015;160,160;WHOLESALE FIXED AND VARIABLE INSURANCE PRODUCTS. 3) INDEPENDENT INSURANCE AGENT - NO - FARMINGTON, CT 06032 - RETAIL FIXED INSURANCE SALES - NON-INVESTMENT RELATED, 10/13/2015; 20,20; FIXED INSURANCE PRODUCTS. 4.) MAPLE LEAF REALTY LLC - 155 OAKRIDGE, UNIONVILLE, CT 06085 - 11/01/2017, REAL ESTATE, MANAGING MEMBER, RENT CONDO OWNED BY LLC TO TENANTS, 0 HRS/MO. 5.) TLG ADVISORS, INC - 5/24/2023 - 475 Springfield Avenue, Summit, NJ 07901- IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours). 6.) ENERGY AUCTION HOUSE - 8/24/2024 - 155 Oakridge, Unionville, CT 06085 - Referral, Refer potential clients for wholesaling business, 0 hrs/mo; 0 hrs/mo (during trading hours). 7.) PROFESSIONAL LIFE ADVISORS NETWORK / PLAN - 10/14/2024 - 155 OAKRIDGE, UNIONVILLE, CT 06085 - Outside sales representative, Whole sales insurance products, Invt Rel, Insurance Business, 160 hrs/mo; 160 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-10 |
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