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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-30 |
| MO | RA | APPROVED | 2022-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/2021 | Present |
| Merrill Farms Llc | Maryville | MO | 01/2019 | Present |
| Marsh, Espey & Riggs, P.C. | Maryville | MO | 02/2018 | 12/2018 |
| Bkd, Llp | Kansas City | MO | 07/2015 | 01/2018 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2022 | Present |
| City Of Maryville, Mo | Maryville | MO | 04/2024 | 04/2026 |
| Merrill, Espey & Washburn, P.C. | Schaumburg | IL | 02/2018 | Present |
| City Of Maryville, Mo | Maryville | MO | 04/2026 | Present |
1) MPM REAL ESTATE LLC, MARYVILLE, MO; NON-INVESTMENT RELATED; MAINTENANCE WORK AND BOOKKEEPING; COMMERCIAL REAL ESTATE; 2 HRS/MO 2) MARVILLE DOWNTOWN IMPROVEMENT ORGANIZATION; MARYVILLE, MO; NON-INVESTMENT RELATED; TREASURER; SINCE 2019; 2 HRS/MO 3) THE AMERICAN LEGION BOYS STATE OF MISSOURI; WARRENSBURG, MO; NON-INVESTMENT RELATED; TREASURER; SINCE 2019; 2 HRS/MO 4) NAME OF OTHER BUSINESS: MERRILL FARMS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LAND LEASING/FARMING; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DUTIES REQUIRED TO PRODUCE A CROP; 5) NAME OF OTHER BUSINESS: CITY OF MARYVILLE, MO ; INVESTMENT RELATED: NO ADDRESS: 415 N. MARKET MARYVILLE, MO 64468 ; NATURE OF BUSINESS: CITY COUNCIL ; START DATE: 4/13/26 ; POSITION/TITLE/RELATIONSHIP: COUNCILMAN ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS:1 ; BRIEF DESCRIPTION OF DUTIES: ELECTED OFFICIAL AS A COUNCILMAN. ; 6) NAME OF OTHER BUSINESS: MERRILL, ESPEY & WASHBURN, P.C.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA FIRM; START DATE: 2/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY-TO-DAY OPERATIONS OF CPA FIRM; 7) NAME OF OTHER BUSINESS: NORTHWEST FOUNDATION, INC INVESTMENT RELATED: NO ADDRESS: 640 COLLEGE AVENUE, MARYVILLE MO NATURE OF BUSINESS: BOARD START DATE: 7/30/26 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: STEWARDING AND GROWING PHILANTHROPIC SUPPORT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-12 |
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