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Luisa Angelica Aicon Garcia

Morgan Stanley

Los Gatos, CA

Monterey, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2018-02-28
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2018-02-28

Branch Locations

16000 Los Gatos Boulevard, Los Gatos, CA 95032 • United States

401 Fremont Street Suite 200, Monterey, CA 93940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica CA 04/2016 02/2018
Morgan Stanley Beverly Hills CA 02/2018 08/2020
Morgan Stanley Los Gatos CA 08/2020 Present
Morgan Stanley Monterey CA 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-27
  • S66 Uniform Combined State Law Examination
    2014-10-27
Other Names
  • Luisa Angelica Aicon Garcia
  • Luisa Angelica Garcia

View on SEC IAPD

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