Charles Hardin Harrison

Current Employers

United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-10-19

CA RA
APPROVED

Since 2017-10-19

Branch Locations

1225 Pleasant Grove Blvd Ste 120, Roseville, CA 95678 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Roseville	CA	04/2014	10/2017
Princor Financial Services Corporation	Roseville	CA	04/2014	10/2017
Studio 9 Financial And Insurance Services	Roseville	CA	07/2015	10/2017
United Planners' Financial Services Of America	Scottsdale	AZ	10/2017	Present
Sequoia Advisory Group Financial And Insurance Services	Roseville	CA	09/2018	Present
Charles H. Harrison, Independent Insurance	Roseville	CA	10/2017	Present
Charles H. Harrison, Independent Insurance	Roseville	CA	10/2017	Present
Charles H. Harrison, Inc	Roseville	CA	12/2018	Present

04/2014 → 10/2017

Principal Life Insurance Company

Roseville, CA
04/2014 → 10/2017

Princor Financial Services Corporation

Roseville, CA
07/2015 → 10/2017

Studio 9 Financial And Insurance Services

Roseville, CA
10/2017 → Present

United Planners' Financial Services Of America

Scottsdale, AZ
09/2018 → Present

Sequoia Advisory Group Financial And Insurance Services

Roseville, CA
10/2017 → Present

Charles H. Harrison, Independent Insurance

Roseville, CA
10/2017 → Present

Charles H. Harrison, Independent Insurance

Roseville, CA
12/2018 → Present

Charles H. Harrison, Inc

Roseville, CA

Previous Registrations

2014-08-18 → 2017-11-01

Principal Securities, Inc.

Roseville, CA

Other Businesses

1.) SEQUOIA ADVISORY GROUP FINANCIAL AND INSURANCE SERVICES - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - ROSEVILLE, CA - SINCE 09/2018 - INVESTMENT RELATED 2.) CHARLES H. HARRISON, INDEPENDENT INSURANCE - INDEPENDENT INSURANCE AGENT - NON-VARIABLE INSURANCE - ROSEVILLE, CA - SINCE 10/2017 - INVESTMENT RELATED 3.) CHARLES H. HARRISON, INC - PRESIDENT AND OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - ROSEVILLE, CA - SINCE 12/2018 - INVESTMENT RELATED 4.) UNITED AUBURN INDIAN COMMUNITY - FINANCIAL EDUCATOR - TEACHING/COACHING - AUBURN, CA - SINCE 11/2021 - INVESTMENT RELATED 5.) ASSETMARK FIELD ADVISORY BOARD - I AM ON AN ADVISORY BOARD - TURNKEY ASSET MANAGEMENT PLATFORM - ROSEVILLE, CA - SINCE 04/2024 - NOT INVESTMENT RELATED 6.) PLACER SPCA - PRESIDENT OF THE BOARD 2026 - PRESIDENT OF THE BOARD 2026 - ROSEVILLE, CA - SINCE 01/2026 - NOT INVESTMENT RELATED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-26

S66 Uniform Combined State Law Examination

2014-06-26

Designations

Other Names

Charlie Hardin Harrison

View on SEC IAPD