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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-11-04
CA RA APPROVED 2014-08-05
  • TX RA
    APPROVED_RES
    Since 2014-11-04
  • CA RA
    APPROVED
    Since 2014-08-05

Branch Locations

1000 Aviara Pkwy, Carlsbad, CA 92011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carlsbad CA 04/2014 Present
Bank Of America, N.A. Carlsbad CA 09/2014 Present
Other Businesses

I*79311For profit or not for profit: Non-Profit OrganizationName of outside business organization: North County Junior Golf AssociationInvestment related: NAddress of business:Carlsbad, California 92008Nature of business: Charitable Organization,Position, title, association: Director, Start date of relationship: 3/15/2015Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: NCJGA is a 501(c)(3) non-profit organization located in San Diego's North County. The mission is to make junior golf fun, affordable and accessible for boys and girls of all ages. My role is to create awareness and attract sponsors for tournaments. I* 1971275Entity Type: CharitableName of OBA: KOCT TelevisionAddress:Oceanside CaliforniaInvestment Related:NoPosition, Title, Association:Board MemberStart Date:09/01/202No Hours: 3 MonthlyNo Hours during trading:1Duties:KOCT is a non-profit community cable channel. I will sit as a board director and assist with community outreach and fundraising activities. I*2506292, Entity Type Entity Charitable, Name of OBA: Oceanside Rotary Club Address: CarlsbadCalifornia92009 Investment Related: No Position, Title, Association: Committee,Board Member Employee Start Date: 07/01/2025No Hours: 100 yearly No Hours during trading: 2 yearly Duties:Rotary is a global non-profit organization. There are 50 clubs in San Diego County. Some of the primary objectives are to promote peace, fight disease, support education, grow local economies and protect the environment. As a board director I will mainly help support high school education by introducing students to the value of Rotary and to help create ans support local community projects such as beach clean ups. This is part of the youth services programs outlined by Rotary International.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-02
  • S66 Uniform Combined State Law Examination
    2014-08-02
Other Names
  • Dana Jacob Albert

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