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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-02-23 |
Branch Locations
201 Jones Road 5Th Floor, Waltham, MA 02451 • United States
Tewksbury, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Waltham | MA | 05/2014 | Present |
| New York Life Insurance Company | Waltham | MA | 04/2014 | Present |
| La Legacy Financial, Llc | Waltham | MA | 07/2017 | Present |
| Eagle Strategies Llc | Waltham | MA | 02/2022 | Present |
| Prowealth Llc | Waltham | MA | 06/2023 | Present |
[OPERATING UNDER THE DBA NAME OF LA LEGACY FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; OWNER; WALTHAM, MA; START DATE: 07/2017] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;201 Jones Rd. 5th Floor Waltham, MA 02451; Start Date 01/2019; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ProWealth LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; WALTHAM MA; START DATE: 06/2023]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-09 |
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