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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-18
NH RA APPROVED 2018-11-19
  • FL RA
    APPROVED
    Since 2026-02-18
  • NH RA
    APPROVED
    Since 2018-11-19

Branch Locations

Orlando, FL • United States

Hampton, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Hampton NH 04/2015 11/2018
John Hancock Portsmouth NH 09/2007 11/2018
Osaic Wealth, Inc. Nashville TN 11/2018 Present
  • 04/2015 → 11/2018
    Sii
    Hampton, NH
  • 09/2007 → 11/2018
    John Hancock
    Portsmouth, NH
  • 11/2018 → Present
    Nashville, TN
Previous Registrations
  • 2016-02-23 → 2018-11-02
    Signator Investors, Inc.
    Portsmouth, NH
Other Businesses

1) GENX FINANCIAL POSITION: Director of Operations NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/12/2018 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: GenX Financial is the entity that facilitates payroll and benefits but I do not hold this name out to the public. W-2 comes from GenX Financial. 2) INNOVATIVE FINANCIAL GROUP/ MYREMOTEFA POSITION: Director of Client Relations NATURE: LLC. / Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/12/2018 ADDRESS: 2908 Poston Ave, Ste 1, Nashville, TN 37203 DESCRIPTION: Registered Admin 3) SELL MY FINANCIAL PRACTICE POSITION: Director of Operations NATURE: LLC. / Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/28/2021 ADDRESS: 2908 Poston Ave, Suite 1, Nashville TN 37203, United States DESCRIPTION: Registered Admin 4) SELL MY FINANCIAL PRACTICE POSITION: Director of Operations NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/28/2021 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: Disclose our succession planning business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-22
  • S66 Uniform Combined State Law Examination
    2016-02-22
Other Names
  • Kiley Hard

View on SEC IAPD

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