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Maggie Li Yi

Park Avenue Securities LLC

New York, NY

Davenport, FL

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-13
VT RA APPROVED 2024-03-13
MA RA APPROVED 2021-06-16
DE RA APPROVED 2021-05-17
RI RA APPROVED 2021-05-17
NY RA APPROVED 2021-05-15
NH RA APPROVED 2021-05-14
CT RA APPROVED 2021-05-13
IA RA APPROVED 2021-05-13
ME RA APPROVED 2021-05-13
  • FL RA
    APPROVED
    Since 2024-03-13
  • VT RA
    APPROVED
    Since 2024-03-13
  • MA RA
    APPROVED
    Since 2021-06-16
  • DE RA
    APPROVED
    Since 2021-05-17
  • RI RA
    APPROVED
    Since 2021-05-17
  • NY RA
    APPROVED
    Since 2021-05-15
  • NH RA
    APPROVED
    Since 2021-05-14
  • CT RA
    APPROVED
    Since 2021-05-13
  • IA RA
    APPROVED
    Since 2021-05-13
  • ME RA
    APPROVED
    Since 2021-05-13

Branch Locations

10 Hudson Yards, New York, NY 10001 • United States

Davenport, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 04/2014 04/2021
Jpmorgan Chase Bank New York NY 04/2014 04/2021
Guardian Life Insurance Co Of America New York NY 04/2021 04/2022
Park Avenue Securities, Llc New York NY 05/2021 04/2022
Guardian Life Insurance Kissimmee FL 04/2022 11/2023
Park Avenue Securities Kissimmee FL 04/2022 11/2023
Guardian Life Insurance Davenport FL 11/2023 Present
Park Avenue Securities Davenport FL 11/2023 Present
  • 04/2014 → 04/2021
    Jp Morgan Securities Llc
    New York, NY
  • 04/2014 → 04/2021
    Jpmorgan Chase Bank
    New York, NY
  • 04/2021 → 04/2022
    Guardian Life Insurance Co Of America
    New York, NY
  • 05/2021 → 04/2022
    Park Avenue Securities, Llc
    New York, NY
  • 04/2022 → 11/2023
    Guardian Life Insurance
    Kissimmee, FL
  • 04/2022 → 11/2023
    Park Avenue Securities
    Kissimmee, FL
  • 11/2023 → Present
    Guardian Life Insurance
    Davenport, FL
  • 11/2023 → Present
    Park Avenue Securities
    Davenport, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-09
S63 Uniform Securities Agent State Law Examination 2014-06-10
  • S66 Uniform Combined State Law Examination
    2018-02-09
  • S63 Uniform Securities Agent State Law Examination
    2014-06-10
Other Names
  • Maggie Yi
  • Li Yi
  • Maggie Li Yi

View on SEC IAPD

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