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William Douglas

Northwestern Mutual Investment Services, LLC

Baton Rouge, LA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-02-25
  • LA RA
    APPROVED
    Since 2021-02-25

Branch Locations

1 Smart Way Suite 101, Baton Rouge, LA 70810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Baton Rouge LA 03/2017 01/2021
Capital One Baton Rouge LA 02/2016 10/2016
Unemployed Denham Springs LA 11/2016 04/2017
Jeffery King Baton Rouge LA 02/2021 07/2024
Gavin Filasek Baton Rouge LA 02/2021 07/2024
Northwestern Mutual Investment Services Llc Baton Rouge LA 02/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2021 08/2024
King Filasek Llc Baton Rouge LA 07/2024 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2025 Present
  • 03/2017 → 01/2021
    Merrill Lynch
    Baton Rouge, LA
  • 02/2016 → 10/2016
    Capital One
    Baton Rouge, LA
  • 11/2016 → 04/2017
    Unemployed
    Denham Springs, LA
  • 02/2021 → 07/2024
    Jeffery King
    Baton Rouge, LA
  • 02/2021 → 07/2024
    Gavin Filasek
    Baton Rouge, LA
  • 02/2021 → Present
    Northwestern Mutual Investment Services Llc
    Baton Rouge, LA
  • 04/2021 → 08/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2024 → Present
    King Filasek Llc
    Baton Rouge, LA
  • 08/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-26
  • S66 Uniform Combined State Law Examination
    2015-06-26
Other Names
  • William Charles Douglas
  • William Charles Douglas
  • William Douglas
  • William Charles Douglas
  • Trey Douglas
  • Trey Douglas

View on SEC IAPD

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