Tyler James Folk

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-12-01

CA RA
APPROVED

Since 2020-12-01

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

1499 N Main St, Walnut Creek, CA 94596 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	San Ramon	CA	02/2012	Present
Wells Fargo Advisors Llc	Saint Helena	CA	04/2014	11/2016
Wells Fargo Clearing Services, Llc	San Ramon	CA	11/2016	Present

02/2012 → Present

Wells Fargo Bank, Na

San Ramon, CA
04/2014 → 11/2016

Wells Fargo Advisors Llc

Saint Helena, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

San Ramon, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-12-01
S63	Uniform Securities Agent State Law Examination	2014-06-11

S65 Uniform Investment Adviser Law Examination

2020-12-01
S63 Uniform Securities Agent State Law Examination

2014-06-11

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Reviews