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Dustin Davies

J.P. Morgan Securities LLC

Berea, OH

Westlake, OH

Brecksville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-02-23
TX RA APPROVED_RES 2021-02-23
  • OH RA
    APPROVED
    Since 2021-02-23
  • TX RA
    APPROVED_RES
    Since 2021-02-23

Branch Locations

421 West Bagley Road, Berea, OH 44017 • United States

30090 Detroit Rd, Westlake, OH 44145 • United States

8889 Brecksville Rd, Brecksville, OH 44141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cleveland OH 10/2014 04/2018
Td Ameritrade, Inc Westlake OH 04/2018 01/2021
J.P. Morgan Chase Bank, N.A. Brecksville OH 02/2021 Present
J.P. Morgan Securities, Llc Brecksville OH 02/2021 Present
Td Ameritrade Investment Management, Inc Westlake OH 04/2018 12/2020
Td Ameritrade Westlake OH 04/2018 01/2021
  • 10/2014 → 04/2018
    Pnc Investments
    Cleveland, OH
  • 04/2018 → 01/2021
    Td Ameritrade, Inc
    Westlake, OH
  • 02/2021 → Present
    J.P. Morgan Chase Bank, N.A.
    Brecksville, OH
  • 02/2021 → Present
    J.P. Morgan Securities, Llc
    Brecksville, OH
  • 04/2018 → 12/2020
    Td Ameritrade Investment Management, Inc
    Westlake, OH
  • 04/2018 → 01/2021
    Td Ameritrade
    Westlake, OH
Previous Registrations
  • 2018-04-11 → 2021-01-11
    Td Ameritrade, Inc.
    Westlake, OH
    Orange Village, OH
  • 2018-04-11 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Westlake, OH
    Orange Village, OH
  • 2014-11-11 → 2018-03-28
    Pnc Wealth Management Llc
    Cleveland, OH
    Otsego, MI
    Hazelwood, MO
    O'FAllon, IL
    Edwardsville, IL
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Garfield Heights, OH
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-11
  • S66 Uniform Combined State Law Examination
    2014-11-11
Other Names
  • Dustin G Davies
  • Dustin Glaus Davies

View on SEC IAPD

Other Firms

FIFTH THIRD SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
WESTPOINT WEALTH MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
PNC WEALTH MANAGEMENT LLC
KEY INVESTMENT SERVICES LLC
CITIZENS SECURITIES, INC.
SKYBOX FINANCIAL GROUP LLC

Other Investors

JOSEPH BESWICK
ANDREW JAMES TIMKO
SEAN MICHAEL JELINEK
DAVID EARL HERWERDEN
MATTHEW D HECK
TIMOTHY NOE
ANDREAS CONSTANTINE KOUSTIS
Broc Jacob Stradley

Other Offices

FIFTH THIRD SECURITIES, INC. · BEREA, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · St. Berea, OH
WESTPOINT WEALTH MANAGEMENT, LLC · BEREA, OH
VIRTUE CAPITAL MANAGEMENT, LLC · BEREA, OH
PNC WEALTH MANAGEMENT LLC · BEREA, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Berea, OH
KEY INVESTMENT SERVICES LLC · MIDDLEBURG HEIGHTS, OH
CITIZENS SECURITIES, INC. · MIDDLEBURG HEIGHTS, OH

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