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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-30
  • AZ RA
    APPROVED
    Since 2024-05-30

Branch Locations

4950 S 48Th St, Phoenix, AZ 85040 • United States

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Surprise AZ 02/2015 07/2016
Jpmorgan Chase Bank Surprise AZ 02/2015 07/2016
Wells Fargo Advisors Llc Sun City AZ 08/2016 11/2016
Wells Fargo Bank, Na Sun City AZ 07/2016 10/2021
Wells Fargo Clearing Services, Llc Sun City AZ 11/2016 10/2021
Lpl Financial, Llc Phoenix AZ 10/2021 12/2022
Bmo Harris Bank Phoenix AZ 10/2021 12/2022
First Citizens Investor Services Raleigh NC 05/2024 Present
Arizona Bank & Trust Phoenix AZ 12/2022 12/2023
Unemployed Phoenix AZ 12/2023 05/2024
  • 02/2015 → 07/2016
    Surprise, AZ
  • 02/2015 → 07/2016
    Jpmorgan Chase Bank
    Surprise, AZ
  • 08/2016 → 11/2016
    Wells Fargo Advisors Llc
    Sun City, AZ
  • 07/2016 → 10/2021
    Wells Fargo Bank, Na
    Sun City, AZ
  • 11/2016 → 10/2021
    Sun City, AZ
  • 10/2021 → 12/2022
    Phoenix, AZ
  • 10/2021 → 12/2022
    Bmo Harris Bank
    Phoenix, AZ
  • 05/2024 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 12/2022 → 12/2023
    Arizona Bank & Trust
    Phoenix, AZ
  • 12/2023 → 05/2024
    Unemployed
    Phoenix, AZ
Previous Registrations
Other Businesses

1) 9/2021 - Notary - Andrea Gilbert - Not Investment Related - Phoenix, AZ 85044 2) 10/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Phoenix, AZ 85044 3) 10/2021 - Financial Institution Duty - BMO HARRIS BANK - Investment Related - Phoenix, AZ 85044 4) 2/1/2024-Uber-1455 Market ST. #400 San Francisco, CA 94103; I drive my daughter 1-2 hours every other weekend so she can raise money for charity, duties are pick up groceries/food and deliver to personal residences; fee based compensation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-23
  • S66 Uniform Combined State Law Examination
    2014-09-23
Other Names
  • Andrea E. Gilbert
  • Andrea Gilbert
  • Andrea Elodia Gilbert
  • Andrea Gilbert-Farmer
  • Andrea E Gilbert-Farmer

View on SEC IAPD

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