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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2022-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Capital Management | San Diego | CA | 04/2014 | 10/2021 |
| Sagepoint Financial | Phoenix | AZ | 04/2014 | 10/2021 |
| Lpl Financial, Llc | La Mesa | CA | 10/2021 | Present |
| Icm Lending | Mission Viejo | CA | 07/2014 | Present |
1.10/28/2021; ICM LENDING; Outside/W-2 Employment; Not Investment Related; 27281 LAS RAMBLAS ST #130,MISSION; Start Date 10/28/2021; hrs/mth; hrs during trading 2.08/18/2023; KJB Financial Services LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 08/17/2023; 40hrs/mth; 20hrs during trading 3.05/26/2026; KJB Financial Services; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/01/2026; 5hrs/mth; 5hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-09 |
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