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Patrick Mcgowan

Nuveen Asset Management, LLC

Chicago, IL

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Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-05-14
  • IL RA
    APPROVED
    Since 2019-05-14

Branch Locations

333 West Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dws Investments Distributors, Inc Chicago IL 07/2010 11/2018
Nuveen Securities, Llc Chicago IL 03/2019 Present
Unemployed Chicago IL 11/2018 02/2019
  • 07/2010 → 11/2018
    Dws Investments Distributors, Inc
    Chicago, IL
  • 03/2019 → Present
    Nuveen Securities, Llc
    Chicago, IL
  • 11/2018 → 02/2019
    Unemployed
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-10
S63 Uniform Securities Agent State Law Examination 2006-05-23
  • S65 Uniform Investment Adviser Law Examination
    2019-05-10
  • S63 Uniform Securities Agent State Law Examination
    2006-05-23
Other Names
  • Patrick Charles Mcgowan

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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