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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-16
  • NY RA
    APPROVED
    Since 2024-07-16

Branch Locations

2 Park Avenue 11Th Floor, New York, NY 10016 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 04/2014 07/2024
Massmutual Springfield MA 07/2024 Present
Mml Investors Services, Llc New York NY 07/2024 Present
  • 04/2014 → 07/2024
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 07/2024 → Present
    Massmutual
    Springfield, MA
  • 07/2024 → Present
    New York, NY
Previous Registrations
  • 2022-03-14 → 2024-07-12
    New York, NY
    Purchase, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-14
  • S66 Uniform Combined State Law Examination
    2022-03-14
Other Names
  • Sean Biolsi
  • Sean P Biolsi

View on SEC IAPD

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