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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
DC RA APPROVED 2023-07-20
VA RA APPROVED 2021-07-09
  • TX RA
    APPROVED
    Since 2026-03-24
  • DC RA
    APPROVED
    Since 2023-07-20
  • VA RA
    APPROVED
    Since 2021-07-09

Branch Locations

11130 Sunrise Valley Drive Suite 130, Reston, VA 20191 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Patomac Financial Preivate Client Group, Llc Mclean VA 09/2016 Present
Commonwealth Financial Network Waltham MA 09/2016 07/2021
Commonwealth Financial Network Waltham MA 07/2021 08/2021
Commonwealth Financial Network Waltham MA 08/2021 Present
Other Businesses

Fixed insurance sales; as of 7/1/2021; 10% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-08-23
S66 Uniform Combined State Law Examination 2019-03-25
  • S63 Uniform Securities Agent State Law Examination
    2021-08-23
  • S66 Uniform Combined State Law Examination
    2019-03-25
Designations

View on SEC IAPD

Other Firms

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Other Offices

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