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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-06 |
Branch Locations
12400 Us Hwy 290 Ste 100, Austin, TX 78737 • United States
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Austin | TX | 07/2015 | 03/2018 |
| New York Life Insurance Co | Austin | TX | 04/2014 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 02/2018 | 07/2023 |
| Bank Of America, N.A. | Austin | TX | 02/2018 | 07/2022 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 03/2025 | Present |
| Truist | Austtn | TX | 07/2023 | 11/2024 |
| Unemployed | Austin | TX | 11/2024 | 03/2025 |
GAMJAH, LLC; NOT INV RELATED; AUSTIN, TX; 100% OWNERSHIP WITH SPOUSE; 02/2022; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; ONLINE SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-12 |
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