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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-06
  • TX RA
    APPROVED
    Since 2025-03-06

Branch Locations

12400 Us Hwy 290 Ste 100, Austin, TX 78737 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Austin TX 07/2015 03/2018
New York Life Insurance Co Austin TX 04/2014 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 02/2018 07/2023
Bank Of America, N.A. Austin TX 02/2018 07/2022
Wells Fargo Clearing Services, Llc Austin TX 03/2025 Present
Truist Austtn TX 07/2023 11/2024
Unemployed Austin TX 11/2024 03/2025
Previous Registrations
Other Businesses

GAMJAH, LLC; NOT INV RELATED; AUSTIN, TX; 100% OWNERSHIP WITH SPOUSE; 02/2022; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; ONLINE SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-12
  • S66 Uniform Combined State Law Examination
    2018-05-12

View on SEC IAPD

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