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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-05 |
| CT | RA | APPROVED | 2021-02-04 |
Branch Locations
500 Post Road East 3Rd Floor, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Stamford | CT | 02/2016 | 07/2019 |
| Jpmorgan Chase Bank N.A. | Greenwich | CT | 07/2019 | 12/2020 |
| Jpmorgan Securities Llc | Greenwich | CT | 07/2019 | 12/2020 |
| Morgan Stanley Smith Barney Llc | Westport | CT | 02/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2021 | Present |
*424831 - New Canaan Veterans of Foreign War Post 653; Investment related No; New Canaan, CT; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); July 2020; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-11 |
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