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Swikar Ojha

Edward Jones

Fort Worth, TX

St. Louis, MO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-02
TX RA APPROVED 2022-07-11
  • NY RA
    APPROVED
    Since 2022-12-02
  • TX RA
    APPROVED
    Since 2022-07-11

Branch Locations

Fort Worth, TX • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 02/2016 01/2021
Fisher Investments Plano TX 03/2021 05/2022
Edward Jones St Louis MO 07/2022 Present
Previous Registrations
  • 2021-05-20 → 2022-06-02
    Fisher Investments
    Plano, TX
    Plano, TX
  • 2016-04-18 → 2021-01-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Plano, TX
  • 2016-04-18 → 2020-12-31
    Td Ameritrade, Inc.
    Omaha, NE
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-15
S63 Uniform Securities Agent State Law Examination 2015-11-20
  • S66 Uniform Combined State Law Examination
    2016-04-15
  • S63 Uniform Securities Agent State Law Examination
    2015-11-20

View on SEC IAPD

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