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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-10-26
  • WI RA
    APPROVED
    Since 2017-10-26

Branch Locations

10700 West Research Dr Ste 190 Mayfair Woods At Research Park, Milwaukee, WI 53226 • United States

Holland, MI • United States

809 North Broadway Room 104, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2015 08/2017
Unemployed N/A WI 08/2017 10/2017
Voya Financial Advisors, Inc. Milwaukee WI 10/2017 Present
Previous Registrations
  • 2015-08-07 → 2017-08-17
    Oconomowoc, WI
  • 2014-06-23 → 2015-08-14
    Waddell & Reed
    Waukesha, WI
Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 10700 W Research Dr. Ste 190; Milwaukee; WI; 53226; Fixed Insurance Sales; Independent Insurance Agent; 8/1/2018; 5; 5; Sales of Fixed Insurance Products|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-23
  • S66 Uniform Combined State Law Examination
    2014-06-23
Other Names
  • Mitchell Manning
  • Mitchell Scott Manning

View on SEC IAPD

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