Trisha Vergeire

Northern Trust Securities, Inc.

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Current Employers

Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-04-03

IL RA
APPROVED

Since 2023-04-03

Branch Locations

Chicago, IL • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Chicago	IL	05/2021	12/2021
Jpmorgan Securities Llc	Chicago	IL	05/2021	12/2021
Jpmorgan Chase Bank Na	Chicago	IL	06/2018	04/2021
Ameriprise Financial	Downers Grove	IL	03/2016	06/2018
Robinhood Financial, Llc	Chicago	IL	01/2022	01/2023
Robinhood Markets, Inc	Chicago	IL	06/2022	01/2023
Northern Trust Securities, Inc.	Chicago	IL	02/2023	Present

05/2021 → 12/2021

Jpmorgan Chase Bank Na

Chicago, IL
05/2021 → 12/2021

Jpmorgan Securities Llc

Chicago, IL
06/2018 → 04/2021

Jpmorgan Chase Bank Na

Chicago, IL
03/2016 → 06/2018

Ameriprise Financial

Downers Grove, IL
01/2022 → 01/2023

Robinhood Financial, Llc

Chicago, IL
06/2022 → 01/2023

Robinhood Markets, Inc

Chicago, IL
02/2023 → Present

Northern Trust Securities, Inc.

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-31
S63	Uniform Securities Agent State Law Examination	2021-09-28

S66 Uniform Combined State Law Examination

2023-03-31
S63 Uniform Securities Agent State Law Examination

2021-09-28

Other Names

Trisha Anh-Ha Nguyen
Trisha Anh-Ha Vergeire

View on SEC IAPD

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