Best Investors Account Sign in
Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-08-05
OH RA APPROVED 2026-07-16
NJ RA APPROVED 2026-07-15
GA RA APPROVED 2026-04-22
NC RA APPROVED 2026-04-21
PA RA APPROVED 2025-10-29
MT RA APPROVED 2025-07-23
TX RA APPROVED_RES 2022-09-21
NY RA APPROVED 2021-07-13
CO RA APPROVED 2020-04-13
FL RA APPROVED 2019-11-26
CT RA APPROVED 2018-01-09
UT RA APPROVED 2016-06-20
CA RA APPROVED 2016-05-02
  • MD RA
    APPROVED
    Since 2026-08-05
  • OH RA
    APPROVED
    Since 2026-07-16
  • NJ RA
    APPROVED
    Since 2026-07-15
  • GA RA
    APPROVED
    Since 2026-04-22
  • NC RA
    APPROVED
    Since 2026-04-21
  • PA RA
    APPROVED
    Since 2025-10-29
  • MT RA
    APPROVED
    Since 2025-07-23
  • TX RA
    APPROVED_RES
    Since 2022-09-21
  • NY RA
    APPROVED
    Since 2021-07-13
  • CO RA
    APPROVED
    Since 2020-04-13
  • FL RA
    APPROVED
    Since 2019-11-26
  • CT RA
    APPROVED
    Since 2018-01-09
  • UT RA
    APPROVED
    Since 2016-06-20
  • CA RA
    APPROVED
    Since 2016-05-02

Branch Locations

Aliso Viejo, CA • United States

15315 Culver Drive Suite # 187, Irvine, CA 92604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Irvine CA 08/2016 Present
Hsbc Securities (Usa) Inc. Irvine CA 08/2016 Present
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA)Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-03
  • S66 Uniform Combined State Law Examination
    2014-07-03
Other Names
  • Ken Sheng

View on SEC IAPD

More in Aliso Viejo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor