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Nicholas Philip Travaglini

Osaic Wealth, Inc.

Lancaster, PA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-24
PA RA APPROVED 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2024-09-24
  • PA RA
    APPROVED
    Since 2023-09-01

Branch Locations

325 N Queen St Suite 104, Lancaster, PA 17603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Horsham PA 09/2014 04/2017
Securian Financial Services, Inc. St. Paul MN 04/2017 07/2022
Minnesota Life Insurance Co. St. Paul MN 04/2017 07/2022
Delaware Valley Advisors, Llc Huntingdon Valley PA 04/2017 07/2022
Sagepoint Financial, Inc. Lancaster PA 07/2022 09/2023
Osaic Wealth, Inc. Lancaster PA 09/2023 Present
  • 09/2014 → 04/2017
    Horsham, PA
  • 04/2017 → 07/2022
    Securian Financial Services, Inc.
    St. Paul, MN
  • 04/2017 → 07/2022
    Minnesota Life Insurance Co.
    St. Paul, MN
  • 04/2017 → 07/2022
    Delaware Valley Advisors, Llc
    Huntingdon Valley, PA
  • 07/2022 → 09/2023
    Sagepoint Financial, Inc.
    Lancaster, PA
  • 09/2023 → Present
    Lancaster, PA
Previous Registrations
  • 2022-07-28 → 2023-09-01
    Osaic Services, Inc.
    Lancaster, PA
  • 2017-04-26 → 2022-08-01
    Securian Financial Services, Inc.
    Plymouth Meeting, PA
  • 2015-05-20 → 2017-04-21
    Horsham, PA
Other Businesses

1) Rental Properties POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 3340 Arcola Rd, Collegeville PA 19426, United States DESCRIPTION: Investing in real estate looking to build using rental properties. 2) UNITED STAR CAPITAL, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 3340 Arcola Road, Collegeville PA 19426, United States DESCRIPTION: Help with finding deals/construction 3) INSURANCE POSITION: Agent NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2017 ADDRESS: 5520 Pennell Road, Media PA 19063, United States DESCRIPTION: Insurance Agent for life/accident/health insurance and group coverage.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-20
S63 Uniform Securities Agent State Law Examination 2014-11-21
  • S65 Uniform Investment Adviser Law Examination
    2015-05-20
  • S63 Uniform Securities Agent State Law Examination
    2014-11-21
Other Names
  • Nicholas P. Travaglini
  • Nicholas P Travaglini

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