Spencer A Harmon

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2021-05-27

Branch Locations

13961 S. Minuteman Drive Suite 300, Salt Lake City, UT 84020 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity	Salt Lake City	UT	04/2014	02/2018
Select Group Realty	Salt Lake City	UT	08/2018	09/2018
Exit Realty Success	West Jordan	UT	09/2018	02/2019
Northwestern Mutual Investment Services Llc	Salt Lake City	UT	09/2019	09/2020
Northwesern Mutual Life Insurance Company	Milwaukee	WI	09/2019	09/2020
Armed Forces	Layton	UT	08/1991	Present
Capfinancial Partners Llc (Captrust)	Raleigh	NC	04/2021	Present
Capfinancial Securities Llc	Raleigh	NC	04/2021	Present

04/2014 → 02/2018

Fidelity

Salt Lake City, UT
08/2018 → 09/2018

Select Group Realty

Salt Lake City, UT
09/2018 → 02/2019

Exit Realty Success

West Jordan, UT
09/2019 → 09/2020

Northwestern Mutual Investment Services Llc

Salt Lake City, UT
09/2019 → 09/2020

Northwesern Mutual Life Insurance Company

Milwaukee, WI
08/1991 → Present

Armed Forces

Layton, UT
04/2021 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC
04/2021 → Present

Capfinancial Securities Llc

Raleigh, NC

2019-09-27 → 2020-09-14

Northwestern Mutual Investment Services, Llc

Salt Lake Cty, UT
2017-03-17 → 2018-02-19

Strategic Advisers Llc

Salt Lake City, UT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-09
S63	Uniform Securities Agent State Law Examination	2014-06-02