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Luis Arturo Carrera

LPl Financial LLC

La Quinta, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-16
CA RA APPROVED 2022-09-28
  • TX RA
    APPROVED
    Since 2023-02-16
  • CA RA
    APPROVED
    Since 2022-09-28

Branch Locations

78-075 Main Street, Suite 204, La Quinta, CA 92253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indian Wells CA 10/2015 09/2022
Charles Schwab Bank Indian Wells CA 10/2015 09/2022
Rental Property Cathedral City CA 06/2011 05/2017
Lpl Financial Llc La Quinta CA 09/2022 Present
  • 10/2015 → 09/2022
    Charles Schwab & Co., Inc.
    Indian Wells, CA
  • 10/2015 → 09/2022
    Charles Schwab Bank
    Indian Wells, CA
  • 06/2011 → 05/2017
    Rental Property
    Cathedral City, CA
  • 09/2022 → Present
    Lpl Financial Llc
    La Quinta, CA
Previous Registrations
Other Businesses

1) 9/2022- Solis Wealth Management Inc- DBA for LPL Business (entity for LPL business)- inv. related- La Quinta, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-26
  • S66 Uniform Combined State Law Examination
    2006-05-26
Other Names
  • Luis Arturo Carrera
  • Luis Arturo Carrera
  • Luis Arturo Carrera
  • Luis Arjuro Carrera
  • Luis Arturo Carrera
  • Luis A Carrera

View on SEC IAPD

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