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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-10-28
TX RA APPROVED 2022-10-28
  • OH RA
    APPROVED
    Since 2022-10-28
  • TX RA
    APPROVED
    Since 2022-10-28

Branch Locations

495 Metro Place South Suite 160, Dublin, OH 43017 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Ins Co Horsham PA 04/2014 10/2022
Hornor Townsend & Kent Inc Horsham PA 07/2014 10/2022
Massmutual Life Insurance Co Dublin OH 10/2022 Present
Mml Investors Services, Llc Dublin OH 10/2022 Present
  • 04/2014 → 10/2022
    Penn Mutual Life Ins Co
    Horsham, PA
  • 07/2014 → 10/2022
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 10/2022 → Present
    Massmutual Life Insurance Co
    Dublin, OH
  • 10/2022 → Present
    Dublin, OH
Previous Registrations
Other Businesses

(1) NAME: JAMESON LETT, INV REL: Y ADDR: AT RESIDENTIAL ADDRESS ON RECORD, NATURE: OUTSIDE INSURANCE, POSITION: AGENT START: 09/01/2022, NO HR/MO: 4 NO HR/MO DUR TRADING: 4 DUTIES:LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES. (2) NAME: CINDER FINANCIAL LLC, INV REL: Y ADDR: AT RESIDENTIAL ADDRESS ON RECORD, NATURE: LLC FOR PAYING STAFF, POSITION: OWNER, START: 03/31/2021, NO HR/MO: 1 NO HR/MO DUR TRADING: 0. (3) NAME: LOOM CAPITAL, LLC INV REL: Y OR N ADD: 495 METRO PLACE SOUTH, STE 160, DUBLIN, OH 43017 NATURE: LLC FOR PASS THROUGH COMPENSATION POSITION: MEMBER START DATE: 11/18/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: ADMINISTRATIVE OVERSIGHT OF THE LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-19
  • S66 Uniform Combined State Law Examination
    2016-02-19

View on SEC IAPD

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