Timothy Den

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-11-14

IL RA
APPROVED

Since 2024-11-14

Branch Locations

Chicago, IL • United States

10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bankers Life	Oakbrooke Terrace	IL	11/2012	05/2019
Bankers Life Securities, Inc	Chicago	IL	01/2016	05/2019
Pruco Securities, Llc.	Rosemont	IL	05/2019	11/2024
Prudential Insurance Company Of America	Rosemont	IL	05/2019	Present
Lpl Enterprise, Llc	Rosemont	IL	11/2024	Present

11/2012 → 05/2019

Bankers Life

Oakbrooke Terrace, IL
01/2016 → 05/2019

Bankers Life Securities, Inc

Chicago, IL
05/2019 → 11/2024

Pruco Securities, Llc.

Rosemont, IL
05/2019 → Present

Prudential Insurance Company Of America

Rosemont, IL
11/2024 → Present

Lpl Enterprise, Llc

Rosemont, IL

Previous Registrations

2019-05-08 → 2024-11-14

Pruco Securities, Llc.

Rosemont, IL
2016-04-25 → 2019-05-17

Bankers Life Advisory Services, Inc.

Chicago, IL

Chicago, IL

Schaumburg, IL

Other Businesses

08/19/2024- Resource Brokerage- Non-Variable Insurance- Occasionally offering Medicare Supplements to clients, if applicable.- Not INV Related- At Rosemont, IL- Start date 01/01/2013- 1 HRS MTH- 1 HRS During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-25
S63	Uniform Securities Agent State Law Examination	2014-05-21

S65 Uniform Investment Adviser Law Examination

2016-04-25
S63 Uniform Securities Agent State Law Examination

2014-05-21

Designations

View on SEC IAPD