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Michael Christopher Rudio

Phase Line Capital, LLC

Atlanta, GA

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Current Employers
Phase Line Capital, Llc

4401 Northside Pkwy, Nw Suite 285, Atlanta, GA 30327 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-23
GA RA APPROVED 2021-07-12
  • NC RA
    APPROVED
    Since 2025-04-23
  • GA RA
    APPROVED
    Since 2021-07-12

Branch Locations

4401 Northside Pkwy, Nw Suite 285, Atlanta, GA 30327 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Atlanta GA 04/2014 09/2017
Lpl Financial Llc Atlanta GA 08/2017 07/2021
Phase Line Capital, Llc Atlanta GA 07/2017 Present
Purshe Kaplan Sterling Investments Albany NY 08/2021 Present
Previous Registrations
  • 2017-08-30 → 2021-08-13
    Atlanta, GA
    San Diego, CA
    Atlanta, GA
  • 2014-08-12 → 2017-08-22
    St Louis, MO
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Roswell, GA
Other Businesses

1) Georgia Army National Guard; Non-Investment Related; Atlanta Georgia 30331; Military; Major, Intelligence Officer; Start 10/2002; 16 Hrs/Mth; 0 During Securities Trading Hrs; Intelligence Officer 2) Financial Independence Group; Investment Related; Atlanta GA; Non-Variable Insurance; Independent Insurance Agent; Started 07/2019 - 20 Hrs/ Mth; 15 During Securities Trading Hrs; Securities Trading 3) Phase Line Capital; Investment Related; At registered location; RIA; Title - Partner & Advisor; Start Date: 07/2021; 200 Hrs/Mth; 160 Hours During Securities Trading Hrs; Partner & Advisor 4) Fixed Insurance; Investment Related; At registered location; Fixed/Traditional Insurance; Title - Agent; Start - 7/2021; 4 Hrs/Mth; 4 During Securities Trading Hrs; Sales of Fixed/Traditional Insurance Products 5) PKSF; Investment Related; 80 State Street, Albany, NY 12207; Fixed/Traditional Insurance; Title - Agent; Start - 7/2021; 4 Hrs/Mth; 4 During Securities Trading Hrs; Sales of Fixed/Traditional Insurance Products 6) Veil Genomics. Not Investment Related. Genomic Sequencing/ Consulting. Principle/Consultant. 3/2025. 5-10. 1. I will be providing business consultation to the owners on, Business Strategy, Business Development, Operations, Market analysis?etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-08
  • S66 Uniform Combined State Law Examination
    2014-08-08
Other Names
  • Michael Rudio

View on SEC IAPD

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