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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-15 |
Branch Locations
4409 Williams Dr, Georgetown, TX 78628 • United States
1500 W Parmer Lane, Austin, TX 78727 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 06/2015 | 01/2025 |
| Bbva Securities Inc. | Austin | TX | 06/2015 | 12/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 06/2015 | 12/2021 |
| Bbva Wealth Solutions Inc. | Austin | TX | 09/2015 | 12/2021 |
| Unemployed | Austin | TX | 12/2021 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Round Rock | TX | 04/2022 | 02/2024 |
| Bank Of America, N.A. | Round Rock | TX | 08/2022 | 03/2024 |
| Cuso Financial Services, Lp | San Diego | CA | 01/2025 | 05/2025 |
| University Federal Credit Union | Austin | TX | 01/2025 | Present |
| Lpl Financial Llc | Austin | TX | 05/2025 | Present |
1- 06/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name UFCU Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-06 |
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