Nicholas Richard Rohde

Current Employers

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2019-08-16
TX	RA	APPROVED_RES	2019-08-14
LA	RA	APPROVED	2019-05-06

MS RA
APPROVED

Since 2019-08-16
TX RA
APPROVED_RES

Since 2019-08-14
LA RA
APPROVED

Since 2019-05-06

Branch Locations

4030 Lonesome Rd Ste A, Mandeville, LA 70448 • United States

2800 Veterans Memorial Blvd Ste 170, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gregory Ricks Llc Dba Gregory Ricks & Associates	Metairie	LA	08/2013	10/2017
Gregory Ricks & Associates, Inc. Dba Gregory Ricks Total Wealth	Metairie	LA	08/2013	Present
Global Financial Private Capital, Llc	Sarasota	FL	10/2017	04/2019
J.W. Cole Advisors, Inc.	Tampa	FL	04/2019	05/2019
Ae Wealth Management, Llc	Topeka	KS	05/2019	Present
Snap Solutions, Llc	Destrehan	LA	05/2016	07/2022
Rohde Photography, Llc	Destrehan	LA	01/2018	01/2022

08/2013 → 10/2017

Gregory Ricks Llc Dba Gregory Ricks & Associates

Metairie, LA
08/2013 → Present

Gregory Ricks & Associates, Inc. Dba Gregory Ricks Total Wealth

Metairie, LA
10/2017 → 04/2019

Global Financial Private Capital, Llc

Sarasota, FL
04/2019 → 05/2019

J.W. Cole Advisors, Inc.

Tampa, FL
05/2019 → Present

Ae Wealth Management, Llc

Topeka, KS
05/2016 → 07/2022

Snap Solutions, Llc

Destrehan, LA
01/2018 → 01/2022

Rohde Photography, Llc

Destrehan, LA

Previous Registrations

2019-04-16 → 2019-05-14

J. W. Cole Advisors, Inc.

Metairie, LA

Tampa, FL
2017-10-31 → 2019-04-23

Global Financial Private Capital, Inc.

Metairie, LA

Sarasota, FL
2014-04-07 → 2017-11-29

Gregory Ricks Llc Dba Gregory Ricks & Associates

Metairie, LA

Other Businesses

1.) GREGORY RICKS & ASSOCIATES, INC. DBA GREGORY RICKS TOTAL WEALTH; INVESTMENT-RELATED; 2800 VETERANS MEMORIAL BLVD., STE. 170 METAIRIE, LA 70002; INSURANCE SALES AND SERVICE; INSURANCE PRODUCER; 8/2013; 64 HOURS PER MONTH; 64 HOURS PER MONTH; SALES OF FIXED INSURANCE PRODUCTS 2) ESTATE PLANNING; POSITION: Agent NATURE: Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/17/2025ADDRESS: 2800 Veterans Memorial Blvd., Suite 170, Metairie LA 70002, United States; DESCRIPTION: Making clients aware that they can set up their wills through Wealth.com.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-27

S65 Uniform Investment Adviser Law Examination

2014-01-27

View on SEC IAPD