Faith Marie Smith

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-02-26

PA RA
APPROVED

Since 2018-02-26

Branch Locations

2700 Kelly Road Suite 120, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc	Doylestown	PA	11/2014	Present

11/2014 → Present

Oppenheimer & Co. Inc

Doylestown, PA

Other Businesses

SMITTY'S RAILINGS & METALWORKS LLC. WELDING CUSTOM DESIGN, FABRICATION & INSTALLATION. NOT INVESTMENT RELATED. 524 DAVISVILLE RD. WILLOW GROVE PA 19090. MY HUSBAND IS 100% MANAGING MEMBER. I DO BOOKKEEPING & MARKETING FOR HIM. I AM NOT PAID. BUSINESS WAS STARTED ON 9/1/25, LLC WAS FILED IN AUGUST 25. I WORK ABOUT 5-10 HRS A WEEK-20-40/MONTH. I WORK AFTER NORMAL BUSINESS HRS & WEEKENDS FROM HOME.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-02-26
S63	Uniform Securities Agent State Law Examination	2014-06-13

S65 Uniform Investment Adviser Law Examination

2018-02-26
S63 Uniform Securities Agent State Law Examination

2014-06-13

Other Names

Faith Marie Krysztoforski

View on SEC IAPD