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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Bethesda | MD | 08/2016 | 12/2021 |
| New York Life Insurance Co | Bethesda | MD | 04/2014 | 12/2021 |
| Securian Capital Of The Chesapeake | Towson | MD | 01/2022 | 02/2026 |
| Minnesosta Life Insurance Co | St Paul | MN | 01/2022 | 08/2023 |
| Securian Financial Services Inc | St Paul | MN | 01/2022 | 08/2023 |
| Cetera Wealth Services, Llc | Towson | MD | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Kinnect Advisors | Towson | MD | 08/2023 | Present |
1) MARKIT INC. POSITION: Owner NATURE: Distributor of signage materials INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/07/2000 ADDRESS: 250 Mill Street, Suite 303, Rochester NY 14614, United States DESCRIPTION: Markit Inc. is a distributor of sign-making technologies and equipment for sign manufacturing and metal fabrication. 2) MASMI RESEARCH POSITION: Consultant NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1996 ADDRESS: Unknown, Bethesda MD 20817, United States DESCRIPTION: Once every 1-2 years in the past I have been approached by this company to review and edit their marketing materials. 3) NAME OF OTHER BUSINESS: KINNECT ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2013; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 5) NAME OF OTHER BUSINESS: HERMON PRESBYTERIAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 7801 PERSIMMON TREE LANE BETHESDA, MD 20817; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: CLERK OF SESSIONS; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP CHURCH MANAGE ITS SCHEDULE OF WORSHIP SERVICES, COORDINATE BUILDING UPKEEP, REVIEW FINANCIAL REPORTS PROVIDED BY TREASURER, ASSIST WITH MUSIC PROGRAMS, AND INTERFACE WITH THE LOCAL PRESBYTERY DIOCESE AS NEEDED;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-07 |
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