Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-08-10
  • MD RA
    APPROVED
    Since 2023-08-10

Branch Locations

9710 Monroe St, Cockeysville, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Bethesda MD 08/2016 12/2021
New York Life Insurance Co Bethesda MD 04/2014 12/2021
Securian Capital Of The Chesapeake Towson MD 01/2022 02/2026
Minnesosta Life Insurance Co St Paul MN 01/2022 08/2023
Securian Financial Services Inc St Paul MN 01/2022 08/2023
Cetera Wealth Services, Llc Towson MD 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Kinnect Advisors Towson MD 08/2023 Present
  • 08/2016 → 12/2021
    Nylife Securities Llc
    Bethesda, MD
  • 04/2014 → 12/2021
    New York Life Insurance Co
    Bethesda, MD
  • 01/2022 → 02/2026
    Securian Capital Of The Chesapeake
    Towson, MD
  • 01/2022 → 08/2023
    Minnesosta Life Insurance Co
    St Paul, MN
  • 01/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Towson, MD
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    Kinnect Advisors
    Towson, MD
Previous Registrations
  • 2022-03-01 → 2023-08-10
    Securian Financial Services, Inc.
    Towson, MD
    St. Paul, MN
Other Businesses

1) MARKIT INC. POSITION: Owner NATURE: Distributor of signage materials INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/07/2000 ADDRESS: 250 Mill Street, Suite 303, Rochester NY 14614, United States DESCRIPTION: Markit Inc. is a distributor of sign-making technologies and equipment for sign manufacturing and metal fabrication. 2) MASMI RESEARCH POSITION: Consultant NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1996 ADDRESS: Unknown, Bethesda MD 20817, United States DESCRIPTION: Once every 1-2 years in the past I have been approached by this company to review and edit their marketing materials. 3) NAME OF OTHER BUSINESS: KINNECT ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2013; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 5) NAME OF OTHER BUSINESS: HERMON PRESBYTERIAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 7801 PERSIMMON TREE LANE BETHESDA, MD 20817; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: CLERK OF SESSIONS; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP CHURCH MANAGE ITS SCHEDULE OF WORSHIP SERVICES, COORDINATE BUILDING UPKEEP, REVIEW FINANCIAL REPORTS PROVIDED BY TREASURER, ASSIST WITH MUSIC PROGRAMS, AND INTERFACE WITH THE LOCAL PRESBYTERY DIOCESE AS NEEDED;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
S63 Uniform Securities Agent State Law Examination 2021-04-07
  • S66 Uniform Combined State Law Examination
    2022-02-25
  • S63 Uniform Securities Agent State Law Examination
    2021-04-07
Other Names
  • Edward Bailey Hodgman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cockeysville, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor