James Andrew Rushing

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-06-24

TX RA
APPROVED

Since 2019-06-24

Branch Locations

7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Austin	TX	05/2014	02/2019
New York Life	Austin	TX	04/2014	02/2019
Voya Financial Advisors, Inc.	Austin	TX	02/2019	Present

05/2014 → 02/2019

Nylife Securities Llc

Austin, TX
04/2014 → 02/2019

New York Life

Austin, TX
02/2019 → Present

Voya Financial Advisors, Inc.

Austin, TX

Other Businesses

NAME OF ENTITY:JAMES RUSHING-NOTARY; No; 4105 Medical Pkwy; Austin; TX; 78756; NOTARY; Notary Public; 3/27/2019; 1; 1; Notarizing documents|NAME OF ENTITY: INDEPENDEINT INSURANCE AGENT; Yes; 4105 MEDICAL PKWY STE 201; AUSTIN; TX; 78756; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 2/8/2019; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-21
S63	Uniform Securities Agent State Law Examination	2015-02-19

S65 Uniform Investment Adviser Law Examination

2019-06-21
S63 Uniform Securities Agent State Law Examination

2015-02-19

Other Names

Andy Rushing
James Andrew Rushing

View on SEC IAPD