Steven Thomas Nuckols

Current Employers

Wealth Compass Financial, Inc.

5860 Owens Avenue Suite 100, Carlsbad, CA 92008 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-04

CA RA
APPROVED

Since 2026-02-04

Branch Locations

5860 Owens Avenue Suite 100, Carlsbad, CA 92008 • United States

5860 Owens Ave Suite 150, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gunderson Capital Management	San Diego	CA	06/2015	09/2016
Blankinship And Foster	Solana Beach	CA	11/2016	01/2017
Unemployed	Dunwoody	GA	02/2017	09/2017
Wealth Compass Financial	Dunwoody	GA	09/2017	Present

06/2015 → 09/2016

Gunderson Capital Management

San Diego, CA
11/2016 → 01/2017

Blankinship And Foster

Solana Beach, CA
02/2017 → 09/2017

Unemployed

Dunwoody, GA
09/2017 → Present

Wealth Compass Financial

Dunwoody, GA

Previous Registrations

2017-11-08 → 2020-12-31

Wealth Compass Financial, Inc.

Carlsbad, CA

Carlsbad, CA
2015-07-16 → 2016-09-14

Gunderson Capital Management

Mount Pleasant, SC

Other Businesses

Steven Thomas Nuckols is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Some insurance policies may be considered investment-related, but generally life insurance is not investment-related. The occasional insurance business in conducted in Mr. Nuckols' office at 5860 Owens Ave., Suite 150, Carlsbad, CA 92008. Mr. Nuckols devotes 10 or 12 hours per month, all during normal business hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-07-16

S65 Uniform Investment Adviser Law Examination

2015-07-16

Other Names

Steven Thomas Nuckols

View on SEC IAPD