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David Bruce

Northwestern Mutual Investment Services, LLC

Franklin, WI

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rw Barid & Co. Milwaukee WI 10/2013 11/2021
Robert W. Baird & Co, Incorporated Milwaukee WI 10/2013 11/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2021 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-27
  • S66 Uniform Combined State Law Examination
    2016-04-27
Other Names
  • David Jonathan Bruce

View on SEC IAPD

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