Shelley Renee Borm

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-07
FL	RA	APPROVED	2024-11-18

TX RA
APPROVED_RES

Since 2025-02-07
FL RA
APPROVED

Since 2024-11-18

Branch Locations

12425 28Th St. N. Suite 300, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	Tampa	FL	03/2014	01/2017
Jpmorgan Chase Bank	Tampa	FL	11/2012	01/2017
Pruco Securities, Llc.	Tampa	FL	01/2017	11/2024
Prudential Insurance Company Of America	Tampa	FL	03/2017	Present
Lpl Enterprise, Llc	Tampa	FL	11/2024	Present

03/2014 → 01/2017

Jp Morgan Securities Llc

Tampa, FL
11/2012 → 01/2017

Jpmorgan Chase Bank

Tampa, FL
01/2017 → 11/2024

Pruco Securities, Llc.

Tampa, FL
03/2017 → Present

Prudential Insurance Company Of America

Tampa, FL
11/2024 → Present

Lpl Enterprise, Llc

Tampa, FL

Previous Registrations

2020-02-03 → 2024-11-12

Pruco Securities, Llc.

Tampa, FL

Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 2) 08/03/2026-Clearpath Wealth Advisors-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/04/2026-160hrs/mth-130hrs/mth during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-12-05
S65	Uniform Investment Adviser Law Examination	2020-01-29

S63 Uniform Securities Agent State Law Examination

2024-12-05
S65 Uniform Investment Adviser Law Examination

2020-01-29

Other Names

Shelley Renee Ivy

View on SEC IAPD