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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
7628 W. Farmington Blvd Ste 110, Germantown, TN 38138-2827 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Securities | Memphis | TN | 03/2014 | 04/2017 |
| Metlife Securities Inc. | Memphis | TN | 01/2015 | 04/2017 |
| Mml Investors Services, Llc | Memphis | TN | 03/2017 | 04/2017 |
| Regions Bank | Memphis | TN | 06/2017 | 08/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2017 | 08/2022 |
| Cetera Investment Advisers Llc | Memphis | TN | 05/2021 | 08/2022 |
| Fidelity Investments | Germantown | TN | 08/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-19 |
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