Best Investors Account Sign in

Melinda Simms Orozco

LPl Financial LLC

Newark, CA

Redwood City, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-28
  • CA RA
    APPROVED
    Since 2022-09-28

Branch Locations

Newark, CA • United States

303 Twin Dolphin Dr 6Th Fl, Redwood City, CA 94065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. San Carlos CA 04/2014 09/2022
U.S. Bank San Carlos CA 08/2016 09/2022
Lpl Financial Llc Redwood City CA 09/2022 Present
Previous Registrations
Other Businesses

1) 9/2022- Bay Area Financial Wellness- DBA for LPL Business (entity for LPL business)- inv. related- Redwood City, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-06
S63 Uniform Securities Agent State Law Examination 2015-03-24
  • S66 Uniform Combined State Law Examination
    2016-10-06
  • S63 Uniform Securities Agent State Law Examination
    2015-03-24
Other Names
  • Melinda Catherine Simms
  • Mindy Orozco

View on SEC IAPD

More in Newark, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor