Ulysses Donald Smith

Current Employers

Employment History

• 06/2015 → 08/2017
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 12/2018 → 04/2019
  Pruco Securities Llc
  Downers Grove, IL
• 01/2019 → 04/2019
  The Prudential Insurance Company Of America
  Downers Grove, IL
• 04/2019 → Present
  Primerica Financial Services
  Winthrop Harbor, IL
• 04/2019 → Present
  Pfs Investments Inc.
  Winthrop Harbor, IL
• 08/2016 → 11/2018
  Waukegan To College
  Waukegan, IL

Previous Registrations

• 2016-05-05 → 2017-08-31
  Money Concepts Capital Corp
  Wilmington, NC
  Waukegan, IL
  Palm Beach Gardens, FL
  Wilmington, NC
  Palm Beach Gardens, FL

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. JR Retro Sole, Not investment related, Waukegan, IL 60087, Nature of Business: Sales, Owner, 01/01/2018 to Present, 32 hours committed per month (0 hours during securities trading hours). Rental Property, Not investment related, 4976 Genevieve Ave., St. Louis, MO 63120, Owner/Landlord, 08/04/2017 to Present, 1 hour committed per month (0 hours during securities trading hours). Uber, Not investment related, Waukegan, IL 60087, Independent Contractor/Rideshare Driver, 10/05/2015 to Present, 96 hours committed per month (0 hours during securities trading hours). Lyft, San Francisco, CA, Driver, 12/01/2015 to Present. DoorDash, 901 Market St., #600, San Francisco, CA, Dasher, 03/2020 to Present, 80 hour committed per month (60 hours during securities trading hours). Amazon, Seattle, WA, Flex Driver, 01/2020 to Present, 20 hours committed per month (0 hours during securities trading hours). GrubHub, Chicago, IL 60602, Driver, 05/2020 to Present, 15 hours committed per month (2-4 hours during securities trading hours). Handy, New York, NY, Pro Cleaner/Handyman, 04/2020 to Present, 20 hours committed per month (4 hours during securities trading hours). Draiver (Driver Do), Lawrence, KS 66049, Driver/Hiker, 04/2021 to Present, 70 hours committed per month (4 hours during securities trading hours). Smith & Davenport, LLC., Not investment related, Biros Lane Pond Lake, IL 60073, Business Consulting, Owner, 12/2020 to Present, 40 hours per month (3 hours during securities trading hours), provide business consulting services. Whatnot (1099), Not investment related, Marina Del Rey, CA 90292, Nature: Online Retailer, Position: Seller, 03/2023 to Present, 40 hours committed per month (0 hours during securities trading hours). The Milio Crew (1099), Not investment related, Round Lake, IL 60073, Nature of Business: Labor services company providing moving crews to assist U-Haul customers and non U-Haul customers with packing/unpacking, loading/unloading services, Owner, 12/2024 to Present, 10 hours committed per month (3 hours during securities trading hours). SPONGE SQUEEZERS, Not Investment Related, Round Lake, IL 60073, Nature of Business: CLEANING SERVICES FOR RESIDENTIAL & COMMERCIAL PROPERTIES, Position/Title: OWNER, 01/2025 to Present, 10 hours per month (3 of hours per month during securities trading hours). BIG SNATCH JUNK REMOVAL, Not Investment Related, Round Lake, IL 60073, Nature of Business: JUNK REMOVAL BUSINESS, Position/Title: OWNER, 01/2025 to Present, 10 hours per month (3 of hours per month during securities trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-10
• S63 Uniform Securities Agent State Law Examination
  2015-08-20

Other Names

• Ulysses Donald Smith
• Ulysses Donald Smith