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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-21 |
Branch Locations
2004 Williams Drive , Georgetown, TX 78628 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 09/2014 | 04/2019 |
| Triad Advisors | Norcross | GA | 04/2019 | 10/2020 |
| Grace Capital Management, Llc | Austin | TX | 04/2019 | 03/2025 |
| Triad Advisors | Norcross | GA | 10/2020 | 12/2022 |
| Dai Securities, Llc | Atlanta | GA | 01/2023 | 10/2024 |
| U.S. Capital Wealth Advisors, Llc | Houston | TX | 10/2024 | 06/2026 |
| Arax Advisory Partners | Georgetown | TX | 06/2026 | Present |
1) Apartment Life; Non Investment-Related; Euless, TX; hospitality; Apartment Life team; 3/1/2017; 10 hrs/month; 0 hrs during trading; welcome new residents and coordinate with property management to host events with residents.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-18 |
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