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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-22 |
| CA | RA | APPROVED | 2019-06-19 |
Branch Locations
1600 South Main Street Suite 315, Walnut Creek, CA 94596 • United States
Vacaville, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Walnut Creek | CA | 05/2015 | 01/2018 |
| Foresters Advisory Services | Walnut Creek | CA | 02/2017 | 06/2019 |
| Foresters Financial Services | Walnut Creek | CA | 01/2018 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Walnut Creek | CA | 06/2019 | Present |
1. DIRECTOR OF ANALYTICS OF LEGENDARYUPSIDE.COM; WRITING ARTICLES FOR FANTASY FOOTBALL; LEAD IN THE DEVELOPMENT OF STATSTICAL MODELS AND ANALYTICAL RESEARCH; LEAD IN BUILDING OF COURSES AND TRAINING FOR CUSTOMERS TO BUILD THEIR SKILL AS FANTASY FOOTBALL PLAYERS; 10 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-28 |
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