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Thomas John Buckley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Warrington, PA

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-16
TX RA APPROVED_RES 2013-01-11
FL RA APPROVED 2008-04-30
NJ RA APPROVED 2006-07-18
  • PA RA
    APPROVED
    Since 2024-08-16
  • TX RA
    APPROVED_RES
    Since 2013-01-11
  • FL RA
    APPROVED
    Since 2008-04-30
  • NJ RA
    APPROVED
    Since 2006-07-18

Branch Locations

1100-1800 American Blvd Wealth Management Client Care, Pennington, NJ 08534 • United States

Warrington, PA • United States

9000 Southside Blvd Wealth Management Client Care, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Pennington NJ 07/1992 Present
  • 07/1992 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-17
  • S66 Uniform Combined State Law Examination
    2006-07-17
Other Names
  • Thomas J Buckley

View on SEC IAPD

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