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Irvin Ed Cartagena

Schwab Wealth Advisory, Inc.

Chicago, IL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-18
IN RA APPROVED 2022-07-29
  • IL RA
    APPROVED
    Since 2025-10-18
  • IN RA
    APPROVED
    Since 2022-07-29

Branch Locations

100 S. Wacker Dr. Suite 220, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 12/2012 06/2022
Jpmorgan Chase Bank Na Chicago IL 02/2014 06/2022
Charles Schwab & Co., Inc. Chicago IL 07/2022 Present
Schwab Wealth Advisory, Inc. Chicago IL 07/2022 Present
Previous Registrations
  • 2012-12-11 → 2022-06-24
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Carmel, IN
    Indianapolis, IN
    Noblesville, IN
  • 2007-10-30 → 2011-07-11
    Charles Schwab & Co., Inc.
    Indianapolis, IN
    Indianapolis, IN
    Fishers (Indianapolis), IN
    Indianapolis, IN
    Fishers (Indianapolis), IN
    Indianapolis, IN
  • 2006-07-12 → 2007-06-13
    Equitable Advisors, Llc
    Carmel, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-27
  • S66 Uniform Combined State Law Examination
    2020-10-27
Designations
Other Names
  • Ed Cartagena
  • Irvin Eddie Cartagena
  • Irvin Eddie Jr Cartagena
  • Irvin Eddie Cartagena
  • Irvin Ed Cartagena
  • Irvin Eddie Cartagena

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
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