Best Investors Account Sign in
Inactive

Christopher Jon Hays

Chris Hays Wealth Management LLC

Phoenix, AZ

Claim This Profile
Current Employers
Chris Hays Wealth Management Llc

Phoenix, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-03-26
  • AZ RA
    APPROVED
    Since 2020-03-26

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Francisco CA 10/2015 07/2017
Mechanics Bank San Francisco CA 10/2015 07/2017
Comerica Securities, Inc. San Francisco CA 07/2017 06/2019
City National Securities, Inc Burlingame CA 06/2019 01/2020
Chris Hays Wealth Management Llc San Francisco CA 01/2020 Present
  • 10/2015 → 07/2017
    San Francisco, CA
  • 10/2015 → 07/2017
    Mechanics Bank
    San Francisco, CA
  • 07/2017 → 06/2019
    Comerica Securities, Inc.
    San Francisco, CA
  • 06/2019 → 01/2020
    City National Securities, Inc
    Burlingame, CA
  • 01/2020 → Present
    San Francisco, CA
Previous Registrations
  • 2019-06-06 → 2020-01-10
    Burlingame, CA
  • 2017-08-11 → 2019-06-06
    Comerica Securities
    San Francisco, CA
  • 2015-10-06 → 2017-08-25
    San Francisco, CA
    San Francisco, CA
    San Diego, CA
    San Pablo, CA
    Pinole, CA
    Kensington, CA
    El Sobrante, CA
    Point Richmond, CA
    Richmond, CA
    Rodeo, CA
    Berkeley, CA
    San Rafael, CA
    Berkeley, CA
    Richmond, CA
    Berkeley, CA
    Napa, CA
    St. Helena, CA
    Napa, CA
  • 2014-08-25 → 2015-07-01
    San Francisco, CA
Other Businesses

Maintain insurance license for advice purposes only. No commissions earned.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-22
  • S66 Uniform Combined State Law Examination
    2014-08-22
Other Names
  • Christopher J. Hays
  • Chris Hays

View on SEC IAPD

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor