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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-10-02 |
Branch Locations
200 Public Square Ste 1650, Cleveland, OH 44114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Carlsbad | CA | 09/2018 | 03/2020 |
| Keybank | Cleveland | OH | 11/2014 | 08/2018 |
| Charles Schwab Bank | Carlsbad | CA | 09/2019 | 03/2020 |
| Charles Schwab & Co., Inc. | Richfield | OH | 06/2020 | 08/2021 |
| Unemployed | N/A | OH | 03/2020 | 06/2020 |
| Baird | Cleveland | OH | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-26 |
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