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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-10-02
  • OH RA
    APPROVED
    Since 2021-10-02

Branch Locations

200 Public Square Ste 1650, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Carlsbad CA 09/2018 03/2020
Keybank Cleveland OH 11/2014 08/2018
Charles Schwab Bank Carlsbad CA 09/2019 03/2020
Charles Schwab & Co., Inc. Richfield OH 06/2020 08/2021
Unemployed N/A OH 03/2020 06/2020
Baird Cleveland OH 09/2021 Present
  • 09/2018 → 03/2020
    Carlsbad, CA
  • 11/2014 → 08/2018
    Keybank
    Cleveland, OH
  • 09/2019 → 03/2020
    Charles Schwab Bank
    Carlsbad, CA
  • 06/2020 → 08/2021
    Richfield, OH
  • 03/2020 → 06/2020
    Unemployed
    N/A, OH
  • 09/2021 → Present
    Baird
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-10
S63 Uniform Securities Agent State Law Examination 2019-03-26
  • S66 Uniform Combined State Law Examination
    2022-02-10
  • S63 Uniform Securities Agent State Law Examination
    2019-03-26

View on SEC IAPD

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